2000 Municipal Market Roundtable (Panels and Participants)
U.S. Securities & Exchange Commission
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U.S. Securities and Exchange Commission

Panels and Participants

2000 Municipal Market Roundtable
October 12, 2000
Washington, D.C.

United States Securities and Exchange Commission
Office of Municipal Securities

WELCOME


Martha Mahan Haines
Attorney-Fellow, SEC

 

OPENING REMARKS


Paul S. Maco
Director, SEC

 

KEYNOTE ADDRESS


James A. Lebenthal
Chairman
Lebenthal & Co

 

PANEL I: Current Disclosure Issues in the Primary and Secondary Markets


Moderators:
Martha Mahan Haines
Attorney-Fellow
SEC - Office of Municipal Securities

and

Stephen J. Weinstein
Attorney-Fellow
SEC - Office of Municipal Securities

Panelists
David Fredrickson
Assistant General Counsel
SEC - Office of General Counsel

Bond Lawyer
Andrew R. Kintzinger
Preston Gates & Ellis LLP

Issuer
Robert Donovan
Executive Director
Rhode Island Health & Educational Bldg Authority

Underwriter
Robert E. Foran
Senior Managing Director
Bear, Stearns & Co.

Trustee
Mark Brown
Vice President
Bank of New York

Conduit Borrower
Denny Drake
General Counsel
Iowa Health System

Institutional Investor
Rafael Costas
Senior Vice President
Franklin Templeton Investments

Individual Investor
Helen Gee
President, Metropolitan Washington Chapter
American Association of Individual Investors

 

PANEL II: Use of Electronic Media


Moderator
Catherine McGuire
Associate Director
SEC - Division of Market Regulation

Panelists
Amy Starr
Special Counsel
SEC - Division of Corporation Finance

Issuer
Jeffrey S. Green
General Counsel
The Port Authority of New York & New Jersey

Underwriter
Roger G. Hayes
Managing Director
Banc of America Securities

Bond Lawyer
Ursula H. Hyman
Partner
Latham & Watkins

Internet Website Operator
Bradley Wendt
President
BondDesk.com

Institutional Investor
Joseph P. Deane
Managing Director
Salomon Smith Barney

Individual Investor
Dr. Harold P. Wittman
Board of Directors
Metropolitan Washington Chapter
American Association of Individual Investors

 

PANEL III: Selected MSRB Issues


Moderator
Mary N. Simpkins
Senior Special Counsel
SEC - Office of Municipal Securities

Panelists Mark Zehner
Regional Municipal Securities Counsel
SEC - Philadelphia District Office

Financial Advisors
Phyllis Currie
President
Phyllis Currie Consulting

Robert W. Doty
President
American Government Financial Services

Bond Lawyer
Neil P. Arkuss
Palmer & Dodge LLP

Institutional Investor
Leslie Richards-Yellen
Principal and Associate Counsel
The Vanguard Group

NASD
Malcolm Northam
Director
National Association of Securities Dealers

MSRB
Diane Klinke
General Counsel
Municipal Securities Rulemaking Board

 

CLOSING REMARKS


Stephen J. Weinstein
Attorney-Fellow
SEC - Office of Municipal Securities

 

On to Opening remarks ...

http://www.sec.gov/info/municipal/roundtables/2000participants.htm


Modified: 03/21/2001