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U.S. Securities and Exchange Commission

CCOutreach Program — Interactive Broadcast Seminars

Interactive Broadcast Seminars will be held periodically via webcast and will each focus on a specific topic. These programs have been developed in response to requests from CCOs for programs tailored to specific types of advisory firms. The first Interactive Broadcast Seminar was dedicated to compliance practices of smaller advisory programs.

Focused Seminar for Small Advisers (September 16, 2008)

 

http://www.sec.gov/info/iaiccco/iaiccco-interactiveseminar.htm

Modified: 06/29/2009