Created by: SEC Office of Structured Disclosure
This section describes the general process for preparing and submitting Form SDR (Application or Amendment to Application for Registration or Withdrawal from Registration as Security-Based Swap Data Repository) to EDGAR pursuant to Section 13(n) of the Securities Exchange Act of 1934 and Rules 13n-1 and 13n-3 thereunder. Form SDR has the following variants (submission form types): File Form SDR.
REMARK: This continues ../../603-filing-syntax/603-02-not-both-ex100-and-ex101
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_002gd | The minimal valid SDR filing, GOOD. | An SDR devoid of content with one K SDR and no L SDR (Exhibit L marked as "not applicable" in Submission Header). |
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_003gd | Minimal SDR filing with two L exhibits, GOOD. | An SDR devoid of content with one K SDR and two L SDR exhibits. |
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_004gd | The minimal valid SDR/A filing, GOOD. | An SDR/A with no inline with one K SDR and no L SDR (Exhibit L marked as "not applicable" in Submission Header). |
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_005gd | The minimal valid SDR-A filing, GOOD. | An SDR-A with no inline with one K SDR and no L SDR (Exhibit L marked as "not applicable" in Submission Header). |
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_006gd | The minimal valid SDR-W filing, GOOD. | An SDR-W devoid of content and no inline with one K SDR and no L SDR (Exhibit L marked as "not applicable" in Submission Header). |
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_007ng | An SDR-A with an EX-101.INS and an SDR.K.INS, NOGOOD. | An SDR-A with an EX-101.INS not allowed. |
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_008ng | An SDR-A whose K SDR.INS has the wrong doctype, NOGOOD. | K SDR.INS has doctype=8-K not allowed. |
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_009ng | An SDR-A whose two L SDR.INS both have the wrong doctype, NOGOOD. | Two L SDR.INS have doctype=8-K that are not allowed, both should be reported. |
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_011ng | The K SDR exhibit does not use us-gaap, NOGOOD. | k instance does not have a us-gaap namespace in its DTS, NOGOOD. |
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_012ng | The second L SDR exhibit does not use us-gaap, NOGOOD.. | m instance does not have a us-gaap namespace in its DTS, NOGOOD. |
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_013ng | SDR with K SDR that has no schema, NOGOOD. | NOGOOD. |
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_014ng | SDR with K SDR that has no label linkbase attached, NOGOOD. | To make the test yield just two errors, the linkbase is embedded in the schema, NOGOOD. |
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_015ng | SDR with K SDR that has no presentation linkbase, NOGOOD. | To make this test yield just two errors, the linkbase is embedded in the schema, so ignore code EFM.6.07.08. NOGOOD. |
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_016ng | SDR with L SDR that has no schema, NOGOOD. | SDR with L SDR that has no schema, which happens to be otherwise EFM valid, but here, NOGOOD. |
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_017ng | SDR with L SDR that has no label linkbase attached, NOGOOD. | To make the test yield just two errors, the linkbase is embedded in the schema, so ignore EFM.6.07.08, NOGOOD. |
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_018ng | SDR with L SDR that has no presentation linkbase, NOGOOD. | To make this test yield just two errors, the linkbase is embedded in the schema, so ignore code EFM.6.07.08, NOGOOD. |
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