902-11 : EDGAR Filer Manual v35 9.02.11 page 9-79

Created by: SEC Office of Structured Disclosure

File Form SDR.

This section describes the general process for preparing and submitting Form SDR (Application or Amendment to Application for Registration or Withdrawal from Registration as Security-Based Swap Data Repository) to EDGAR pursuant to Section 13(n) of the Securities Exchange Act of 1934 and Rules 13n-1 and 13n-3 thereunder.

Form SDR has the following variants (submission form types):

REMARK: This continues ../../603-filing-syntax/603-02-not-both-ex100-and-ex101

Variations

Number Name Description References Data Inputs Result Outputs
_002gd The minimal valid SDR filing, GOOD. An SDR devoid of content with one K SDR and no L SDR (Exhibit L marked as "not applicable" in Submission Header).  
     
    _003gd Minimal SDR filing with two L exhibits, GOOD. An SDR devoid of content with one K SDR and two L SDR exhibits.  
       
      _004gd The minimal valid SDR/A filing, GOOD. An SDR/A with no inline with one K SDR and no L SDR (Exhibit L marked as "not applicable" in Submission Header).  
         
        _005gd The minimal valid SDR-A filing, GOOD. An SDR-A with no inline with one K SDR and no L SDR (Exhibit L marked as "not applicable" in Submission Header).  
           
          _006gd The minimal valid SDR-W filing, GOOD. An SDR-W devoid of content and no inline with one K SDR and no L SDR (Exhibit L marked as "not applicable" in Submission Header).  
             
            _007ng An SDR-A with an EX-101.INS and an SDR.K.INS, NOGOOD. An SDR-A with an EX-101.INS not allowed.    
            _008ng An SDR-A whose K SDR.INS has the wrong doctype, NOGOOD. K SDR.INS has doctype=8-K not allowed.    
            _009ng An SDR-A whose two L SDR.INS both have the wrong doctype, NOGOOD. Two L SDR.INS have doctype=8-K that are not allowed, both should be reported.    
            _011ng The K SDR exhibit does not use us-gaap, NOGOOD. k instance does not have a us-gaap namespace in its DTS, NOGOOD.    
            _012ng The second L SDR exhibit does not use us-gaap, NOGOOD.. m instance does not have a us-gaap namespace in its DTS, NOGOOD.    
            _013ng SDR with K SDR that has no schema, NOGOOD. NOGOOD.  
            • Assertion
              ID: err, 60302, Sdr-Missing-Files
              FRD: cp
              Count satisfied 0
              Count not satisfied 1
             
            _014ng SDR with K SDR that has no label linkbase attached, NOGOOD. To make the test yield just two errors, the linkbase is embedded in the schema, NOGOOD.    
            _015ng SDR with K SDR that has no presentation linkbase, NOGOOD. To make this test yield just two errors, the linkbase is embedded in the schema, so ignore code EFM.6.07.08. NOGOOD.    
            _016ng SDR with L SDR that has no schema, NOGOOD. SDR with L SDR that has no schema, which happens to be otherwise EFM valid, but here, NOGOOD.  
            • Assertion
              ID: err, 60302, Sdr-Missing-Files
              FRD: cp
              Count satisfied 0
              Count not satisfied 1
             
            _017ng SDR with L SDR that has no label linkbase attached, NOGOOD. To make the test yield just two errors, the linkbase is embedded in the schema, so ignore EFM.6.07.08, NOGOOD.    
            _018ng SDR with L SDR that has no presentation linkbase, NOGOOD. To make this test yield just two errors, the linkbase is embedded in the schema, so ignore code EFM.6.07.08, NOGOOD.