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DRAFT EDGAR Form TA-1 XML Technical Specification (Version 3.3.0)
DRAFT EDGAR Form TA-2 XML Technical Specification (Version 5.3.0)

Implementation Date: April 12, 2010

These DRAFT EDGAR Form TA-1 XML Technical Specification (Version 3.3.0) and DRAFT EDGAR Form TA-2 XML Technical Specification (Version 5.3.0), posted before Commission approval of potential regulatory changes in this release, are provided as a service to our filing community to assist filers, agents, and software developers in their preparation of responses to potential changes the staff anticipates. Since these are draft specifications, the SEC retains the right to change any part of the specification before the new system release is made final. In addition, the final EDGAR Transfer Agent XML Technical Specifications are subject to Commission approval and may be revised before approval or not approved at all. Similarly, the posting of the DRAFT EDGAR Form TA-1 XML Technical Specification (Version 3.3.0) and DRAFT EDGAR Form TA-2 XML Technical Specification (Version 5.3.0) does not indicate Commission approval of any pending proposed changes relating to the potential changes reflected in the draft specification. The changes outlined in these draft specifications, if approved, are scheduled to take effect on April 12, 2010. The final version of the specifications will be made available if approved by the Commission on or about April 12, 2010 on the SEC's Public Website.

EDGAR Release 10.1 introduces the following change to the EDGAR Form TA-1 XML Technical Specification (Version 3.3.0):

  • The XML style sheet for Form TA-1 (TA-1_X03.xsl) has been updated to display the OMB expiration date as “April 30, 2012”.

EDGAR Release 10.1 introduces the following change to the EDGAR Form TA-2 XML Technical Specification (Version 5.3.0):

  • The XML style sheet for Form TA-2 (TA-2_X03.xsl) has been updated to display the OMB expiration date as “June 30, 2012”.

You may download the DRAFT TA-1 and TA-2, and TA-W XML Technical Specifications by clicking the following links.

 

http://www.sec.gov/info/edgar/edgartaxml041210_d.htm


Modified: 03/10/2010