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EDGARLink Online XML Technical Specification (Version 11)

Implementation Date: March 3, 2014

The EDGARLink Online XML Technical Specification (Version 11) provides, to those filers that are interested, a basis for creating EDGARLink Online submissions without the use of the EDGARLink Online Application. The expectation is that software developers, working on behalf of filers, will be able to construct software that will generate an EDGARLink Online submission that can be successfully processed by the EDGAR system.

EDGAR Release 14.0 introduced the following changes to the EDGARLink Online XML Technical Specification (Version 11):

  • The following new elements were added to the CoReg XML Schema (eis_CoReg.xsd) for submission form types POS AM, 8-K, 8-K/A, 10-K, 10-K/A, 10-KT, 10-KT/A, 10-D, 10-D/A:
    • sponsorId
    • absAssetClasses
    • absSubAssetClasses
       
  • The following new elements were added to the CoReg Serial XML Schema (eis_CoReg_Serial.xsd) for submission form types 424B1, 424B2, 424B3, 424B4, 424B5, 424B7, 424B8:
    • depositorId
    • sponsorId
    • absAssetClasses
    • absSubAssetClasses
       
  • The following elements were added to the CoReg Serial XML Schema (eis_CoReg_Serial.xsd) for future use:
    • delayingAmendmentFlag
    • references
    • startPeriod
    • endPeriod
    • accessionNumber
       
  • The elements "depositorId" and "depositorFileNumber" in the EDGAR filing common XML Schema (eis_Common.xsd) were made optional.
     
  • New repeatable enumeration types for ABS Asset Class and ABS Sub Asset Class were added in the EDGAR filing common XML Schema (eis_Common.xsd).
     
  • The element "Sros" was changed to "sros" in section 3.4, Mapping of ELO Submission Schemas to Submission Types, to match the various schemas. This is only a documentation change and no change was made to any schemas.

The following EDGARLink Online XML Technical Specification documents detail the valid structure and content of the EDGARLink Online submission types.

 

 

http://www.sec.gov/info/edgar/edgarlinkonlinexml.htm


Modified: 03/03/2014