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EDGARLink Online XML Technical Specification (Version 13)

Implementation Date: October 2014

The EDGARLink Online XML Technical Specification provides, to those filers that are interested, a basis for creating EDGARLink Online submissions without the use of the EDGARLink Online Application. The expectation is that software developers, working on behalf of filers, will be able to construct software that will generate an EDGARLink Online submission that can be successfully processed by the EDGAR system.

EDGAR Release 14.2 introduced the following changes to the EDGARLink Online XML Technical Specification (Version 13):

  • New submission form types, SF-1, SF-1/A, SF-3, SF-3/A, SF-3MEF, 424H, 424H/A, ABS-EE and ABS-EE/A, were added to EDGARLink Online.
  • New Exhibit types EX-102 and EX-103 were added as new exhibit document types to the EDGAR filing common XML Schema (eis_Common.xsd) to support ABS-EE and ABS-EE/A EDGARLink Online Form Submissions.
  • Form 8-K Item 6.06 (Static Pool) was added to section 4.10, ITEM_TYPE , and is now available on EDGARLink Online for submission form types 8-K, 8-K/A, 8-K12B, 8-K12B/A, 8-K12G3, 8-K12G3/A, 8-K15D5, and 8-K15D5/A. This is only a documentation change as the item already existed in the CoReg XML Schema (eis_CoReg.xsd).
  • Exhibit EX-106 (Static Pool) was added to section 4.3, DOCUMENT_TYPE, as it is now available on EDGARLink Online submission form types 8-K, 8-K/A, 8-K12B, 8-K12B/A, 8-K12G3, 8-K12G3/A, 8-K15D5, 8-K15D5/A, S-1, S-1/A, S-1MEF, S-3, S-3/A, S-3ASR, S-3D, S-3DPOS, S-3MEF, SF-1, SF-1/A, SF-3, SF-3/A, and SF-3MEF. This is only a documentation change as the exhibit already existed in the EDGAR filing common XML Schema (eis_Common.xsd).

Note to filers using EDGARLink Online to file Form ABS-EE: For guidance on how to prepare EX-102 Asset Class instance document, please refer to "EDGAR ABS XML Technical Specification" document. The ABS-EE Asset Class documents must conform to one of the ABS-EE Asset Class schemas. Sample Asset Class XML documents are provided with the "EDGAR ABS XML Technical Specification" package.

 

 

http://www.sec.gov/info/edgar/edgarlinkonlinexml.htm


Modified: 10/20/2014