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U.S. Securities and Exchange Commission

Compliance Outreach Program – 2014 National Seminar for Investment Adviser and Investment Company Senior Officers

Handouts

January 30, 2014

Panel I:  Program Priorities

Panel II:  Private Fund Adviser Topics

Panel IV:  Valuation Issues

Panel V:  Chief Compliance Officer Obligations

 

http://www.sec.gov/info/cco/ccons2014-handouts.htm

Modified: 01/29/2014