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U.S. Securities and Exchange Commission

2008 CCOutreach BD Regional Seminars
Registration

If you are interested in attending, please register by clicking on the link provided below and selecting the regional event you would like to attend.

Please register no later than 10 days prior to the Regional Seminar date. Attendance for the Seminars will be limited so as to maintain an informal, interactive atmosphere and will be offered on a first come, first served basis, with priority given to CCOs. We expect a large amount of interest in these seminars, so please respond as soon as possible.

Please note that first priority for this event is given to CCOs of broker-dealers. Thus, if you are not the CCO of your firm, your registration is contingent upon there being capacity at the event. If there is not capacity, you will be notified that your registration is being cancelled.

Email Contact Information and Schedule

Below you will find the schedule for our 2008 CCOutreach BD regional events. If you have any questions regarding the regional seminar you plan to attend, please send an e-mail to that regional office. If you have a specific question regarding registration, please send an email to BDCCOutreach@FINRA.org.

  • Atlanta Regional Office [BDCCOutreachARO@sec.gov]
    • June 5, 2008 (Atlanta, Georgia) 9:00 am to 12:00 pm
  • Boston Regional Office [BDCCOutreachBRO@sec.gov]
    • May 16, 2008 (Boston, Massachusetts) 9:00 am to 12:00 pm
  • Chicago Regional Office [BDCCOutreachCHRO@sec.gov]
    • April 29, 2008 (Chicago, Illinois) 1:00 pm to 5:00 pm
    • June 23, 2008 (Minneapolis, Minnesota) 1:00 pm to 4:00 pm
  • Denver Regional Office [BDCCOutreachDRO@sec.gov]
    • July 29, 2008 (Denver, Colorado) 1:00 pm to 4:00 pm
  • Fort Worth Regional Office [BDCCOutreachFWRO@sec.gov]
    • June 5, 2008 (Austin, Texas) 1:00 pm to 4:30 pm
  • Los Angeles Regional Office [BDCCOutreachLARO@sec.gov]
    • April 11, 2008 (San Diego, California) 1:00 pm to 4:00 pm
    • April 29, 2008 (Los Angeles, California) 1:00 pm to 4:00 pm
  • Miami Regional Office [BDCCOutreachMIRO@sec.gov]
    • July 16, 2008 (Miami, Florida) 10:30 am to 1:30 pm
  • New York Regional Office [BDCCOutreachNYRO@sec.gov]
    • May 13, 2008 (New York, New York) 8:30 am to 11:30 am
    • June 3, 2008 (New York, New York) 9:00 am to 12:00 pm
    • July 8, 2008 (Long Island, New York) 8:30 am to 12:00 pm
  • Philadelphia Regional Office [BDCCOutreachPLRO@sec.gov]
    • May 13, 2008 (Philadelphia, Pennsylvania) 1:00 pm to 4:00 pm
  • San Francisco Regional Office [BDCCOutreachSFRO@sec.gov]
    • July 23, 2008 (San Francisco, California) 1:00 pm to 4:00 pm

 

http://www.sec.gov/info/cco/ccobdrscal2008.htm


Modified: 03/18/2008