SEC Regulatory Initiatives Under Dodd-Frank Act
12b-1 Fees
U.S. Proxy System
Target Date Funds
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Oil Spill Stock Scams
Joint CFTC-SEC Advisory Committee
Work Plan for Global Accounting Standards
Proxy Matters
Post-Madoff Reforms
Investor Advisory Committee
Interactive Data (XBRL)
SEC Chairman Mary Schapiro outlined several SEC regulatory initiatives required under the Dodd-Frank Wall Street Reform and Consumer Protection Act. More…
The SEC has adopted a temporary rule requiring municipal advisors to register with the agency by Oct. 1, 2010.
The SEC has launched Investor.gov, an investor-focused Web site to help you invest wisely and avoid fraud.
