SECURITIES AND EXCHANGE COMMISSION
17 CFR Parts 270 and 275
[Release Nos. IA-2265; IC-26498; File No. S7-03-03]
RIN 3235-AI77
COMPLIANCE PROGRAMS OF INVESTMENT COMPANIES
AGENCY: Securities and Exchange Commission.
ACTION: Notice of OMB Approval of Collections of Information.
FOR FURTHER INFORMATION CONTACT: Jamey Basham, Branch Chief, Office of Investment Adviser Regulation, Division of Investment Management, (202) 942-0719, at the Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0506.
SUPPLEMENTARY INFORMATION: The Office of Management and Budget has approved the collection of information requirements contained in Compliance Programs of Investment Companies and Investment Advisers,1 titled "Rule 206(4)-7," (OMB Control No. 3235-0585); "Rule 204-2," (OMB Control No. 3235-0278); and "Rule 38a-1," (OMB Control No. 3235-0586).
Margaret H. McFarland
Deputy Secretary
Dated: July 19, 2004
1 Investment Advisers Act Rel. No. 2204 (Dec. 17, 2003) [68 FR 74714 (Dec. 24, 2003)].
http://www.sec.gov/rules/other/ia-2265.htm
