Scott W. Bauguess
Assistant Director
Education Summary
- Ph.D. Finance, Arizona State University, 2004
- M.B.A., Arizona State University, 1998
- M.S. Electrical Engineering, Arizona State University, 1995
- B.S. Electrical Engineering, University of Illinois, 1992
Fields of Interest
- Mergers, acquisitions and restructuring
- Corporate governance
- Information and market efficiency
- OTC derivatives
- Assistant Director
- Division of Risk, Strategy and Financial Innovation
- U.S. Securities and Exchange Commission
- 2011–present
- Lecturer
- Advanced Corporate Financial Management
- George Washington University
- 2009–present
- Senior Financial Economist
- Division of Risk, Strategy and Financial Innovation
- U.S. Securities and Exchange Commission
- 2009–2011
- Visiting Scholar
- Division of Risk, Strategy and Financial Innovation
- U.S. Securities and Exchange Commission
- 2007–2009
- Assistant Professor of Finance
- Rawls College of Business
- Texas Tech University
- 2004–2009
- Electrical Engineer
- Semiconductor Product Sector (now Freescale)
- Motorola
- 1992–1998
- Scott Bauguess, Marie Sushka and Myron Slovin, Recapitalization as a Restructuring Mechanism at Closely Held Firms, 2012, Journal of Banking and Finance 36, 1244-1253.
- Ralph Walkling, Scott Bauguess, Jim Dunigan, Damien Park, Patrick McGurn, and Don Chew, Risk Management, Corporate Governance, and the Search for Long-term Investors, 2010, Journal of Applied Corporate Finance 22, 58-74.
- Scott Bauguess, Sara Moeller, Frederik Schlingemann, and Chad Zutter, Ownership Structure and Target Returns, 2009, Journal of Corporate Finance 15, 48-65.
- Scott Bauguess and Mike Stegemoller, Protective Governance Structure and the Value of Acquisition Activity, 2008, Journal of Corporate Finance 14, 550-566.
- Gennaro Bernile and Scott Bauguess, Do Merger Related Synergies Exist?
- Cindy Alexander, Scott Bauguess, Gennaro Bernile, Alex Lee, and Jennifer Marietta, The Economic Effects of SOX Section 404 Compliance: A Corporate Insider Perspective.
- Scott Bauguess, Liquidity, Ownership, and the Monitoring Life Cycle of the Firm.
Conference Activities
- Panelist, 2012 FMA Conference
- Talk, 2012 Conference on Rethinking the SEC's Beneficial Ownership Rules
- Panelist, 2012 SEC Speaks
- Panelist, 2011 FMA Conference
- Talk, 2011 SOX Internal Controls Update Conference
- Panelist, 2011 Midwest Finance Association Conference
- Panelist, 2010 NYU Stern Volatility Institute & DTCC
- Paper presentation, 2010 MARC Conference
- Panelist, 2010 Director's Dialogue, Center for Corporate Governance
- Paper presentation, 2009 FIRS Conference
- Discussant, 2009 MARC Conference
- Panelist, 2008 FMA Conference
- Discussant, 2008 Lonestar Conference
- Paper presentation, 2007 Lonestar Conference
- Discussant, 2006 Lonestar Conference
University Presentations
- University of Portland, 2011
- American University, 2008
- Temple University, 2008
- University of Utah, 2007
- U.S. Securities and Exchange Commission, 2007
