Division of Trading and Markets
Foreign Broker-Dealers: Rule 15a-6

• Rule 15a-6
   
• Adopting Release for Rule 15a-6
   
• Rule 15a-6 No-Action Letters
   
• FAQs on Rule 15a-6 and Regulation Analyst Certification
   
• FAQs Regarding Rule 15a-6 and Foreign Broker-Dealers
   

http://www.sec.gov/divisions/marketreg/rule15a-6.htm