Contacting the Division of Trading and Markets

The Division of Trading and Markets is pleased to respond to inquiries relating to matters under its jurisdiction. You may call 202-551-5777 or send an email to tradingandmarkets@sec.gov (please include your telephone number). Faxes should be sent to 202-772-9273.

Please note: inquiries and communications for other SEC divisions and offices will be forwarded to the appropriate office for a response.

Other Commission Contacts:

Please review the SEC's agencywide contact list.

If you are calling from one of the sources listed below, or if you have questions about the issues listed below, please refer to these contacts for assistance from other divisions or offices in the SEC.

• Issuers, corporations, IPOs, Regulation D, Rule 144, corporation finance and accounting issues: please contact the Division of Corporation Finance
   
• Mutual funds (investment companies) or investment advisers: please contact the Division of Investment Management at 202-551-6825 or by email at imocc@sec.gov
   
• Enforcement matters and enforcement tips, please visit the SEC tips and complaints portal.
   
• Registered Rep series licenses, including testing and status: please contact FINRA at 301-590-6500 or through www.finra.org
   
• If you are an individual investor, please contact the Office of Investor Education and Advocacy.