Consolidated Supervision of Broker-Dealers and Affiliates

• Program Overview and Assessment Criteria
   
• Program Description
   
• Final Rule: Alternative Net Capital Requirements for Broker-Dealers That Are Part of Consolidated Supervised Entities
   
• SEC Holding Company Supervision With Respect to Capital Standards and Liquidity Planning
   
• Related Orders
   
• Goldman, Sachs & Co.
   
• Lehman Brothers, Inc.
   
• Merrill Lynch, Pierce, Fenner & Smith, Incorporated
   
• Morgan Stanley & Co.

http://www.sec.gov/divisions/marketreg/consupervision.htm