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U.S. Securities and Exchange Commission

OPUR Filings and Notices


 Pending Registered Holding Company Applications and Notices

 Pending Holding Company Applications and Notices Seeking Exemption

 

Registered Holding Company Applications:

Below is a list of pending applications filed with the Securities and Exchange Commission (Commission) under the 1935 Act by registered holding companies. Also provided are notices if they have been issued for an application.

Once filed, each application is given a file number. To view a filed application, click on the file numbers below. You will be taken to the EDGAR database of Commission filings. The EDGAR database displays any document filed under that file number, including exhibits and amendments. To view a notice, click on the notice number, which begins with "35".

This page includes all pending applications. This page does not include all applications filed under the 1935 Act. To view older applications, go to EDGAR.


File Number Holding Company (Subsidiary Applicant) Notice No.

070-10231 American Electric Power Co. Inc. 35-27924
070-09477 Dominion Resources
070-09787 Emera Inc.  
070-10091 Emera Inc.  
070-10294 Exelon Corp.
Motion to Intervene and Comments of the New Jersey Board of Public Utilities
 
Comments and Request for Hearing of the City of Philadelphia and Philadelphia Gas Works
35-28079
070-10191 FirstEnergy Corp. (JCP&L) 35-27806
070-09551 NiSource Inc.
070-10248 PNM Resources
070-10280 PNM Resources 35-28004
070-10233 Scottish Power  

 

Holding Company Applications Seeking Exemption

Below is a list of pending applications filed with the Commission by holding companies seeking exemption as well as links to any notices issued in connection with an application. Once filed each application is given a file number. To view a filed application, click on the file numbers below. You will be taken to the EDGAR database of Commission filings. The EDGAR database displays any document filed under that file number, including exhibits and amendments. To view a notice, click on the notice number. This site includes all pending applications.


File Number Holding Company Notice No.

070-10264 DPL Inc.  
070-10292 EIF Neptune  
070-10170 Energy West Inc.  
070-10259 Harbert Distressed Investment Master Fund Ltd.
Protest and Request for Hearing by Law Debenture Trust Company of New York
35-27909
070-10083 Hydro-Quebec 35-27703
070-09703 Vectron

 

http://www.sec.gov/divisions/investment/opur/filing.htm


Modified: 12/21/2005