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U.S. Securities and Exchange Commission

Official List of Section 13(f) Securities Users

This list of "Section 13(f) securities" as defined by Rule 13f-1(c) [17 CFR 240.13f-1(c)] is made available to the public pursuant to Section 13 (f) (3) of the Securities Exchange Act of 1934 [15 USC 78m(f) (3)]. It is made available for use in the preparation of reports filed with the Securities and Exchange Commission pursuant to Rule 13f-1 [17 CFR 240.13f-1] under Section 13(f) of the Securities Exchange Act of 1934. An updated list is published on a quarterly basis.

* Current List (First quarter 2014)


Archive Lists

Note: the following archive PDF files are 10 MB to 25 MB in size.

 

http://www.sec.gov/divisions/investment/13flists.htm


Modified: 03/24/2014