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Selected Accounting and Auditing Enforcement Releases
April - June 2001

The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

Release No.
Date              
Action
AAER-1416 June 25, 2001 American Classic Voyages Co.
Release No.: 34-44473
AAER-1415 June 19, 2001 Albert Glenn Yesner, CPA
Release Nos.: 34-44452, 33-7989
AAER-1414 June 21, 2001 Richard P. Smyth, Arnold E. Johns, Jr., Michael J. Becker and Alan T. Davis
Release No.: LR-17044
AAER-1413 June 21, 2001 J. Allen Seymour, CPA
Release No.: 34-44461
AAER-1412 June 21, 2001 Michael J. Becker
Release No.: 34-44460
AAER-1411 June 20, 2001 Ron Messenger, James T. Rush, Scott K. Barton and Gary Hubschman
Release No.: LR-17042
AAER-1410 June 19, 2001 Arthur Andersen LLP, Robert E. Allgyer, Walter Cercavschi, and Edward G. Maier
Release No.: LR-17039
AAER-1409 June 19, 2001 Robert G. Kutsenda, CPA
Release No.: 34-44448
AAER-1408 June 19, 2001 Walter Cercavschi, CPA
Release Nos.: 33-7988, 34-44447
AAER-1407 June 19, 2001 Edward G. Maier, CPA
Release Nos.: 33-7987, 34-44446
AAER-1406 June 19, 2001 Robert E. Allgyer, CPA
Release Nos.: 33-7986, 34-44445
AAER-1405 June 19, 2001 Arthur Andersen LLP
Release No.: 34-44444
AAER-1404 June 14, 2001 Thomas McCurdy, CPA
Release No.: 34-44425
AAER-1403 June 5, 2001 Am-Pac International, Inc., Thomas L. Tedrow and Jeffrey D. Martin
Release No.: LR-17024
AAER-1402 June 4, 2001 James M. Cassidy and TPG Capital Corporation
Release No.: 34-44388
AAER-1401 June 5, 2001 Am-Pac International, Inc.
Release No.: 34-44389
AAER-1399 May 24, 2001 Prime Capital Corporation
Release No.: 34-44346
AAER-1398 May 23, 2001 Walter Königseder
Release No.: LR-17016
AAER-1397 May 16, 2001 Microtest, Inc.
Release No.: 34-44308
AAER-1396 May 15, 2001 Allan Boren, et al.
Release No.: LR-17002
AAER-1395 May 15, 2001 Albert J. Dunlap, Russell A. Kersh, Robert J. Gluck, Donald R. Uzzi, Lee B. Griffith, and Phillip E. Harlow
Release No.: LR-17001
AAER-1394 May 15, 2001 David C. Fannin
Release No.: 33-7977
AAER-1393 May 15, 2001 Sunbeam Corporation
Release Nos.: 33-7976, 34-44305
AAER-1392 May 7, 2001 Craig R. Clark
Release No.: LR-16988
AAER-1391 May 7, 2001 Craig R. Clark, CPA
Release No.: 34-44270
AAER-1390 May 4, 2001 R. Gordon Jones, CPA
Release No.: 34-44265
AAER-1389 May 4, 2001 Mark F. Jensen, CPA
Release No.: 34-44264
AAER-1388 May 2, 2001 Pat A. Rossetti, CPA
Release No.: 34-44247
AAER-1387 May 1, 2001 Joseph Bevacqua, CPA
Release No.: 34-44240
AAER-1386 Apr. 27, 2001 Arden Franklin, CPA
Release No.: 34-44229
AAER-1385 Apr. 26, 2001 Alexandra Elizabeth Montgomery, William Kenneth Nestor and Harriet Gluck
Release No.: LR-16975
AAER-1384 Apr. 18, 2001 Bruce J. Kingdon, Kenneth Goglia, and Harvey Plante
Release No.: LR-16968
AAER-1383 Apr. 18, 2001 Bruce J. Kingdon, Kenneth Goglia, and Harvey Plante
Release No.: 34-44193
AAER-1382 Apr. 17, 2001 Excal Enterprises, Inc., et al.
Release No.: LR-16964
AAER-1381 Apr. 16, 2001 John N. Brincat, Sr. and Bradley Vallem
Release No.: LR-16962




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http://www.sec.gov/divisions/enforce/friactions/act2q01.shtml


Modified: 09/23/2004