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Comments on NYSE MKT LLC Rulemaking

Notice of Filing of Proposed Rule Change Amending the Attestation Requirement of Rule 107C To Allow a Retail Member Organization To Attest That "Substantially All" Orders Submitted To The Retail Liquidity Program Will Qualify As "Retail Orders"

(Release No. 34-68746; File No. SR-NYSEMKT-2013-07)


Apr. 2, 2013 Janet McGinness, EVP & Corporate Secretary, General Counsel, NYSE Euronext
Mar. 11, 2013 Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-nysemkt-2013-07/nysemkt201307.shtml

Modified: 10/16/2014