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Comments on NYSE Arca Rulemaking

Notice of Filing of Proposed Rule Change to List and Trade Shares of the JPM XF Physical Copper Trust Pursuant to NYSE Arca Equities Rule 8.201

[Release No. 34-66816; File No. SR-NYSEArca-2012-28]


Submitted Comments

(Click here for meetings with SEC officials)
Jan. 9, 2013 Robert B. Bernstein, Eaton & Van Winkle LLP
Jan. 7, 2013 Janet Klein
Dec. 7, 2012 Robert B. Bernstein, Eaton & Van Winkle LLP
Dec. 6, 2012 Janet McGinness, EVP & Corporate Secretary General Counsel, NYSE Markets
Dec. 5, 2012 Kevin M. O'Neill, Deputy Secretary, Securities and Exchange Commission
Nov. 17, 2012 Robert E. Rutkowski
Nov. 16, 2012 Americans for Financial Reform
Nov. 16, 2012 Robert B. Bernstein, Vandenberg & Filiu LLP
Nov. 6, 2012 Memorandum from the Division of Risk, Strategy and Financial Innovation
Oct. 24, 2012 Robert E. Rutkowski
Oct. 23, 2012 Americans for Financial Reform
Oct. 23, 2012 Robert B. Bernstein, Vandenberg & Filiu LLP
Sep. 12, 2012 John G. Crowley, Davis Polk & Wardwell LLP, on behalf of J.P. Morgan Commodity ETF Services LLC
Sep. 10, 2012 John G. Crowley, Davis Polk & Wardwell LLP, on behalf of J.P. Morgan Commodity ETF Services LLC
Sep. 10, 2012 Robert B. Bernstein, Vandenberg & Filiu LLP, on behalf of RK Capital LLC
Aug. 31, 2012 John G. Crowley, Davis Polk & Wardwell LLP, on behalf of J.P. Morgan Commodity ETF Services LLC
Aug. 24, 2012 John G. Crowley, Davis Polk & Wardwell LLP, on behalf of J.P. Morgan Commodity ETF Services LLC
Aug. 24, 2012 Robert B. Bernstein, Vandenberg & Filiu LLP, on behalf of RK Capital LLC
Aug. 23, 2012 Joe Williamson, Southwire Company; Janet Sander, Encore Wire Corporation; Ron Beal, Luvata; and Mark Woehnklar,, Amrod Corp.
Aug. 23, 2012 Janet McGinness, EVP & Corporate Secretary, General Counsel, NYSE Markets, NYSE Euronet
Jul. 19, 2012 Suzanne H. Shatto, Seattle, Washington
Jul. 16, 2012 Sen. Carl Levin, U.S. Senate
Jul. 13, 2012 Robert B. Bernstein, Vandenberg & Feliu LLC
Jun. 19, 2012 Janet McGinness, EVP & Corporate Secretary General Counsel, NYSE Markets, Legal & Government Affairs, NYSE Euronet
May 9, 2012 Vandenberg & Feliu LLP

Meetings with SEC Officials

(
Click here for submitted comments from the public)
Jan. 14, 2013 Memorandum from the Office of Commissioner Troy A. Paredes regarding a September 26, 2012, meeting with representatives of J.P. Morgan and Davis Polk & Wardwell LLP
Dec. 6, 2012 Memorandum from the Office of the Chairman regarding a December 6, 2012, meeting with representatives of J.P. Morgan and Davis Polk & Wardwell LLP
Dec. 5, 2012 Memorandum from the Division of Trading and Markets regarding a December 5, 2012, meeting with representatives of the Copper End Users and Copper Merchants
Sep. 4, 2012 Memorandum from the Division of Trading and Markets regarding an August 27, 2012, meeting with representatives of Davis Polk & Wardwell LLP and J.P. Morgan Chase & Co.
Jun. 28, 2012 Memorandum from the Division of Trading and Markets regarding a June 28, 2012, meeting with representatives of Stephens Law Offices, Vandenberg & Feliu, RK Capital Management, and Alpine Group
May 14, 2012 Memorandum from the Division of Trading and Markets regarding a May 10, 2012, meeting with representatives of Stephens Law Offices, Vandenberg & Feliu, RK Capital Management, and Southwire Company

 

http://www.sec.gov/comments/sr-nysearca-2012-28/nysearca201228.shtml

Modified: 10/16/2014