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Comments on NYSE Amex LLC Rulemaking

Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Changes to Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers and to Permit Designated Market Makers and Floor Brokers Access to Disaggregated Order Information

[Release No. 34-66397; File No. SR-NYSEAmex-2011-86]


Mar. 28, 2012 Janet McGinness, Executive Vice President and Corporate Secretary, NYSE Euronext
Mar. 15, 2012 James J. Angel, Ph.D., CFA, Associate Professor of Finance, Georgetown University
Mar. 14, 2012 John Petschauer, CEO, EZX Inc., New Jersey
Mar. 13, 2012 Patrick Armstrong and Daniel Tandy, Alliance of Floor Brokers, New York Stock Exchange, New York, New York
Mar. 13, 2012 Jonathan Corpina, President, and Jennifer Lee, Vice President, Organization of Independent Floors Brokers
Mar. 12, 2012 Kenneth Polcari

 

 

 

http://www.sec.gov/comments/sr-nyseamex-2011-86/nyseamex201186.shtml

Modified: 10/16/2014