SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission

  About the SEC

  Filings & Forms

  Regulatory Actions

  Staff Interps

  Investor Info

  News & Statements



  Information for...


Comments on NYSE Rulemaking

Notice of Filing of Proposed Rule Change to Establish an Institutional Liquidity Program on a One-Year Pilot Basis

[Release No. 34-70909; File No. SR-NYSE-2013-72]

Jan. 14, 2014 Janet McGinness, EVP & Corporate Secretary, NYSE Euronext
Dec. 20, 2013 Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA
Dec. 18, 2013 Clive Williams, Andrew M. Brooks, and Christopher P. Hayes, T. Rowe Price Associates, Inc., Baltimore, Maryland
Dec. 18, 2013 James Allen, CFA, Head, Capital Markets Policy, Americas, and Rhodri Preece, CFA, Director, Capital Markets Policy, CFA Institute




Modified: 01/15/2014