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Comments on NYSE Rulemaking

Notice of Filing of Proposed Rule Change Amending NYSE Rule 104 to Codify Certain Traditional Trading Floor Functions that may be Performed by Designated Market Makers, to make Exchange Systems Available to DMMs that would Provide DMMs with Certain Market Information, to Amend the Exchange's Rules Governing the Ability of DMMs to Provide Market Information to Floor brokers, and to Make Conforming Amendments to Other Rules

[Release No. 34-69427; File No. SR-NYSE-2013-21]


Dec. 6, 2013 Janet McGinness, EVP & Corporate Secretary, General Counsel, NYSE Euronext
Sep. 5, 2013 Janet McGinness, EVP & Corporate Secretary, General Counsel, NYSE Euronext
Aug. 22, 2013 Daniel Beunza, Lecturer in Management, London School of Economics and Yuval Millo, Professor of Social Studies of Finance. School of Management
May 20, 2013 Daniel Beunza, Lecturer in Management, London School of Economics and Yuval Millo, Professor of Social Studies of Finance. School of Management
May 14, 2013 James J. Angel, Ph.D., CFA, Visiting Associate Professor, The Wharton School, University of Pennsylvania

 

 

 

http://www.sec.gov/comments/sr-nyse-2013-21/nyse201321.shtml

Modified: 12/10/2013