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Comments on NYSE Rulemaking
Notice of Filing of Proposed Rule Changes to Amend NYSE Rules 472 and 344, and NASD Rules 1050 and 2711 Relating to Research Analyst Conflicts of Interest
(Release No. 34-55072; File No. SR-NYSE-2006-78)
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Mar. 17, 2007 |
Keith F. Higgins, Chair, Committee on Federal Regulation of Securities, American Bar Association |
Mar. 5, 2007 |
Ari Burstein, Senior Counsel, Investment Company Institute |
Mar. 5, 2007 |
J. Eric Anderson, Canaccord Adams Inc.; E. Michael Serbanos, Raymond James & Associates, Inc.; and Chris Walmsley, RBC Capital Markets Corporation |
Mar. 5, 2007 |
Kurt Schacht, Managing Director, and James C. Allen, Senior Policy Analyst, CFA Centre for Financial Market Integrity |
Mar. 5, 2007 |
Michael D. Udoff, Vice President and Associate General Counsel, Securities Industry and Financial Markets Association (SIFMA) |
Mar. 2, 2007 |
Yoon-Young Lee, WilmerHale, Washington, D.C. |
Feb. 28, 2007 |
David A. Hebner, Manager, Business Support Group, Wachovia Securities, LLC |
http://www.sec.gov/comments/sr-nyse-2006-78/nyse200678.shtml
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