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Comments on NYSE Rulemaking
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed New Rule 350A ("Business Entertainment") Concerning Policies and Procedures Addressing Business Entertainment
(Release No. 34-55766; File No. SR-NYSE-2006-06)
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Sep. 20, 2007 | John Ramsay, Managing Director, Citigroup Global Markets Inc. |
Jun. 12, 2007 | Sarah A. Miller, General Counsel, ABA Securities Association |
Jun. 11, 2007 | Board of Directors, National
Association of Independent Broker-Dealers |
Jun. 11, 2007 | Ira D. Hammerman, Senior Managing Director and General Counsel, Securities Industry and Financial Markets Association |
Jun. 11, 2007 | Douglas G. Preston, Senior Vice President, Head of Regulatory Affairs, Bank of America Corporation, New York, New York |
Jun. 11, 2007 | Jane G. Heinrichs, Associate Counsel, Investment Company Institute |
http://www.sec.gov/comments/sr-nyse-2006-06/nyse200606.shtml
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