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Comments on NYSE Rulemaking

Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed New Rule 350A ("Business Entertainment") Concerning Policies and Procedures Addressing Business Entertainment

(Release No. 34-55766; File No. SR-NYSE-2006-06)


Sep. 20, 2007 John Ramsay, Managing Director, Citigroup Global Markets Inc.
Jun. 12, 2007 Sarah A. Miller, General Counsel, ABA Securities Association
Jun. 11, 2007 Board of Directors, National Association of Independent Broker-Dealers
Jun. 11, 2007 Ira D. Hammerman, Senior Managing Director and General Counsel, Securities Industry and Financial Markets Association
Jun. 11, 2007 Douglas G. Preston, Senior Vice President, Head of Regulatory Affairs, Bank of America Corporation, New York, New York
Jun. 11, 2007 Jane G. Heinrichs, Associate Counsel, Investment Company Institute

 

http://www.sec.gov/comments/sr-nyse-2006-06/nyse200606.shtml


Modified: 09/21/2007