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Comments on NYSE Rulemaking

Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto to Amend NYSE Rule 619 to Clarify That Failure to Appear or Produce Documents in Arbitration May Be Deemed Conduct Inconsistent with Just and Equitable Principles of Trade

(Release No. 34-54255; File No. SR-NYSE-2005-03)

 


Sep. 13, 2006 Thomas Petrone, Managing Director, Citigroup Global Markets, Inc.

 

 

 

 

http://www.sec.gov/comments/sr-nyse-2005-03/nyse200503.shtml

Modified: 10/16/2014