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Comments on NSCC Rulemaking

Notice of Filing of Proposed Rule Change to Provide Its Members with a Risk Management Tool that Would Enable Members to Monitor Trading Activity and Receive Notifications When Pre-Set Trading Limits are Reached

(Release No. 34-70946; File No. SR-NSCC-2013-12)


Jan. 15, 2014 Murray Pozmanter, Managing Director, The Depository Trust Clearing Corporation
Dec. 23, 2013 Manisha Kimmel, Executive Director, Financial Information Forum

 

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-nscc-2013-12/nscc201312.shtml

Modified: 10/16/2014