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Comments on NASDAQ Rulemaking

Notice of Filing of Proposed Rule Change to Amend the Attestation Requirement of Rule 4780 to Allow a Retail Member Organization to Attest that "Substantially All" Orders Submitted to the Retail Price Improvement Program Will Qualify as "Retail Orders"

(Release No. 34-69039; File No. SR-NASDAQ-2013-031)


Apr. 24, 2013 Jonathan Cayne, Associate General Counsel, NASDAQ OMX LLC, Rockville, Maryland
Mar. 11, 2013 Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-nasdaq-2013-031/nasdaq2013031.shtml

Modified: 04/25/2013