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Comments on NASDAQ Rulemaking

Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Link Market Data Fees and Transaction Execution Fees

(Release No. 34-63796; File No. SR-NASDAQ-2011-010)


Jun. 4, 2012 Joan C. Conley, Senior Vice President and Corporate Secretary, Nasdaq OMX
Apr. 18, 2012 Ira D. Hammerman, Senior Managing Director and General Counsel, SIFMA, and Markham Erickson, Executive Director and General Counsel, NetCoalition
Apr. 18, 2012 Joan Conley, Senior Vice President & Corporate Secretary, NASDAQ OMX Group, Inc.
Feb. 24, 2012 Joan Conley, Senior Vice President & Corporate Secretary, NASDAQ OMX Group, Inc.
Aug. 1, 2011 Eugene Scalia, Gibson, Dunn & Crutcher LLP, on behalf of the NASDAQ Stock Market LLC
Jul. 25, 2011 Memorandum from the Office of Commissioner Luis A. Aguilar regarding an July 21, 2011, meeting with representatives of The NASDAQ OMX Group
Apr. 4, 2011 Joan Conley, Senior Vice President, NASDAQ OMX Group, Inc.
Mar. 21, 2011 Ira D. Hammerman, Senior Managing Director and General Counsel, SIFMA, and Markham Erickson, Executive Director and General Counsel, NetCoalition
Jan. 31, 2011 Christopher Nagy, Managing Director Order Strategy, and Richard P. Urian, Global Head of Market Data, TD Ameritrade, Inc.
Jan. 13, 2011 William O'Brien, Chief Executive Officer, Direct Edge Holdings

 

http://www.sec.gov/comments/sr-nasdaq-2011-010/nasdaq2011010.shtml

Modified: 06/06/2012