SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Comments on NASDAQ Rulemaking

Notice of Filing of Proposed Rule Change to Adopt Additional Criteria for Listing Commodity Stockpiling Companies That Have Indicated That Their Business Plan is to Buy and Hold Commodities

[Release No. 34-63207; File No. SR-NASDAQ-2010-134]


Feb. 14, 2011 Memorandum from the Division of Trading and Markets regarding a February 14, 2011, meeting with Members of DLA Piper
Jan. 18, 2011 Edward H. Smith, Jr., Argyle, Texas

 

 

 

 

 

 

http://www.sec.gov/comments/sr-nasdaq-2010-134/nasdaq2010134.shtml

Modified: 10/16/2014