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Comments on NASDAQ Rulemaking

Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto, to Modify Certain Fees for Listing on The Nasdaq Stock Market and to Make Available Products and Services Intended to Assist Companies With Their Disclosure and Regulatory Obligations, Shareholder Communications, and Other Corporate Objectives

(Release No. 34-54752; File No. SR-NASDAQ-2006-040)


Feb. 6, 2007 Stephen L. Ranzini, CEO of NASDAQ Listed Firm, Ann Arbor, Michigan
Jan. 29, 2007 Marc R. Paul and Margaret R. Blake, Baker McKenzie, Washington, District of Columbia
Jan. 25, 2007 Robert L. Stolebarger and Roger Myers, Holme Roberts & Owen LLP; James R. Doty and Brad Bennett, Baker Botts LLP
Jan. 24, 2007 Kelly A. Richards, Marketing Director, Inforte, Chicago, Illinois
Jan. 23, 2007 Frank J. Cinatl, IV, CFO, Abatix Corp., Dallas, Texas
Jan. 23, 2007 Marc R. Paul and Margaret R. Blake, Baker McKenzie, Washington, District of Columbia
Jan. 23, 2007 Garry D. Kline, Phoenix, Arizona
Jan. 23, 2007 Douglas Ian Shaw, Senior Vice President and Corporate Secretary, Suffolk Bancorp, Riverhead, New York
Jan. 16, 2007 Edward S. Knight, Executive Vice President and General Counsel, The NASDAQ Stock Market LLC
Dec. 15, 2006 Douglas Ian Shaw, Senior Vice President and Corporate Secretary, Suffolk County National Bank Suffolk Bancorp
Dec. 15, 2006 Adam Yan, eFuture Information Tech Inc.
Dec. 13, 2006 David K. Waldman, President, Crescendo Communications, LLC on behalf of Perma-Fix Environmental Services
Dec. 13, 2006 Jose Ignacio Del Barrio, Executive Vice President, Business Development and IR, Telvent GIT, Madrid Spain
Dec. 13, 2006 David Chidester, CFO, Overstock.com, Salt Lake City, Utah
Dec. 12, 2006 Michael N. Sohn and Donna E. Patterson, Arnold & Porter LLP
Dec. 12, 2006 Lisa Ann Sanders, Director of Communications and Investor Relations, Paris, France
Dec. 12, 2006 Richard Sommer, CEO, San Francisco, California
Dec. 12, 2006 Andrew A. Sauter, VP, Finance - Avigen, Inc., Alameda, California
Dec. 12, 2006 Jonathan E. Drayna, Vice President, Investor Relations, Associated Banc-Corp
Dec. 12, 2006 Louis Ploth, Jr., VP and CFO, Repros Therapeutics Inc. , The Woodlands, Texas
Dec. 12, 2006 Len Cereghino, The Cereghino Group, Seattle, Washington
Dec. 12, 2006 Patrick J. Healy, CPA, MBA, CEO, Issuer Advisory Group, New York, New York
Dec. 12, 2006 Michael P. Black, Associate of the Charted Institute of Management Accountants, Cambridge, United Kingdom
Dec. 12, 2006 Fran Butera, CFA, WPP, Director of Investor Relations, New York, New York
Dec. 12, 2006 Dominic Jones, Principal, IRWebReport.com, Toronto, Canada
Dec. 12, 2006 John W. Sinders, Jr., Director - Transportation, Oil Service and Emerging Markets, Jefferies & Company, Inc.
Dec. 12, 2006 Julian Thomson, Investor Relations Manager, Acergy S.A.
Dec. 12, 2006 Paul McBarron, Berkley Heights, New Jersey
Dec. 12, 2006 Efstathios D. Gourdomichalis, CFO Freeseas, Piraeus, Greece
Dec. 12, 2006 Eric P. Merrigan, CPA, Member CPA Australia, Geelong, Australia
Dec. 12, 2006 Ramasubramanian Venkatasubramanian, ACS, AICWA, Chennai (Madras), India
Dec. 12, 2006 Simon C. Adams, Perth, Australia
Dec. 12, 2006 Tom G. Howitt, CFO, Genetic Technologies Limited (NASDAQ: GENE), Melbourne, Australia
Dec. 11, 2006 Holme Roberts & Owen LLP and Baker Botts LLP, on behalf of Business Wire
Dec. 11, 2006 F. Scott Dueser, President and Chief Executive Officer, First Financial Bankshares, Inc.
Dec. 11, 2006 Margaret R. Blake and Marc R. Paul, Baker & McKenzie LLP, on behalf of PR Newswire
Dec. 11, 2006 Suresh K. Bhaskaran, San Jose, California
Dec. 11, 2006 John L. Hunter, San Francisco, California
Dec. 11, 2006 Athan Demakos, Wilmette, Illinois
Dec. 11, 2006 Matthew J. Pfeffer, CPA, CFO and SVP, Finance and Administration, Brisbane, California
Dec. 11, 2006 Sarah Norton, Investor Relations, Sunnyvale, California
Dec. 11, 2006 Tammy Thayer, President, Center for Advanced Studies in Business, UW-Madison, Madison, Wisconsin
Dec. 11, 2006 Lillian Vassilatos, Boca Raton, Florida
Dec. 11, 2006 Christopher S. Keenan, Director Investor Relations Cytokinetics, South San Francisco, California
Dec. 11, 2006 Gale Blackburn, Corporate Vice President of Investor Relations, AmCOMP Incorporated , North Palm Beach, Florida
Dec. 11, 2006 Donovan Chin, Sunrise, Florida
Dec. 11, 2006 Mariann Caprino, Malvern, Pennsylvania
Dec. 11, 2006 Ann M. Jones, Investor Relations Consultant, Irvine, California
Dec. 11, 2006 Mari-Anne Pisarri, Pickard and Djinis LLP, on behalf of Thomson Financial LLC
Dec. 11, 2006 Mary Ryan
Dec. 11, 2006 Roland Sackers, CFO, QIAGEN N.V., Germantown, Maryland
Dec. 11, 2006 Steven D. Albright, Vice President and Chief Financial Officer, Reliv International, Inc.
Dec. 11, 2006 Jacqueline Borer, Borer Financial Communications, LLC, Carlstadt, New Jersey
Dec. 11, 2006 Joy Basu, CFO, Rediff.com India Limited, Mumbai, India
Dec. 11, 2006 Jos Ignacio Del Barrio, Madrid, Spain
Dec. 11, 2006 Freddie Liu, CFO, ASE Test Limited, Taipei, Taiwan
Dec. 10, 2006 Judith A. Lindsay, Retired IRO, Las Vegas, Nevada
Dec. 10, 2006 Brad Burke, Managing Director, Rice Alliance for Technology and Entrepreneurship, Houston, Texas
Dec. 10, 2006 Venkatraman Balakrishnan, CFO, Infosys Technologies Limited, Bangalore, India
Dec. 9, 2006 Willa M. McManmon, Director Investor Relations, Trimble, San Jose, California
Dec. 8, 2006 Marlon S. Evans, Non-Profit Executive Director, Redwood City, California
Dec. 8, 2006 David H. Chun, CEO, Equilar, Inc., San Mateo, California
Dec. 8, 2006 Bill Turcotte, CEO, Lafayette, Colorado
Dec. 8, 2006 Charlotte F. Shropshire, Business Development Ashton Partners, San Francisco, California
Dec. 8, 2006 Constantine Konstans, Professor and Director of the Institute for Excellence in Corporate Governance, University of Texas at Dallas, Dallas, Texas
Dec. 8, 2006 James Scott
Dec. 8, 2006 Scott Huber
Dec. 8, 2006 John Scott
Dec. 8, 2006 Scott Leslie, President, One Good Call
Dec. 7, 2006 Mark E. Reese, Senior Vice President and CFO, EMC Insurance Group Inc., Des Moines, Iowa
Dec. 7, 2006 Bruce N. Beckloff, VP of IR, ARM Holdings, Cambridge, United Kingdom
Dec. 7, 2006 Terry D. Frandsen, CPA, CFO, Escalade, Inc., Evansville, Indiana
Dec. 7, 2006 Christine Cassiano, Director, Corporate Communications & Investor Relations, Abraxis BioScience, Inc.
Dec. 7, 2006 Rich Jeffers, Director, Investor Relations, NetBank, Inc., Alpharetta, Georgia
Dec. 7, 2006 Scott Poirier, NewStar Financial, Inc., Boston, Massachusetts
Dec. 7, 2006 Michael Walsh, Principal, Investor Relations Associates, Atlanta, Georgia
Dec. 7, 2006 Bradley Gittings
Dec. 7, 2006 Earle A. MacKenzie, EVP, Shenandoah Telecommunication Company, Edinburg, Virginia
Dec. 7, 2006 Diane Helland, Director Investor Relations and Corporate Communication, Quality Distribution, Inc., Tampa, Florida
Dec. 6, 2006 Betsy Atkins
Dec. 6, 2006 J. O. Michael
Dec. 6, 2006 Andrew J. Simmons, CFO STEALTHGAS INC, Kifisia, Greece
Dec. 6, 2006 David G. Wallace, Investor Relations Officer, Bancshares of Florida, Inc., Naples, Florida
Dec. 6, 2006 Michael Frank, Director of Investor Relations, EDGAR Online, Inc., Norwalk, Connecticut
Dec. 4, 2006 Ann M. Storberg, Vice President - Investor Relations, American Physicians Capital, Inc.
Dec. 4, 2006 Geoffrey M. Boyd, Chief Financial Officer, Eschelon Telecom, Inc.
Dec. 4, 2006 Steven D. Carr, J.D., Managing Director, Dresner Corporate Services, Chicago, Illinois
Dec. 4, 2006 Melvin J. Thompson, Walpole, Massachusetts
Dec. 1, 2006 Kenneth Maples, Chief Financial Officer, Hiland Partners, LP & Hiland Holdings GP, LP
Dec. 1, 2006 Shannon H. Burns, CFA, Director of Investor Relations, Gander Mountain Company
Nov. 30, 2006 Bill Richardson, Governor of New Mexico
Nov. 30, 2006 Robert J. Caso, CFO, Cellegy Pharmaceuticals, Pennsylvania
Nov. 30, 2006 Ronald R. Remick, Senior Vice President & Chief Financial Officer, K-Tron International, Inc., Pitman, New Jersey
Nov. 30, 2006 Michael W. Dosland, President and CEO, First Federal Bankshares, Inc., Sioux City, Iowa
Nov. 29, 2006 David Chidester, Chief Financial Officer, Overstock.com
Nov. 29, 2006 E.E. Wang, Los Angeles, California
Nov. 29, 2006 Donald F. Kuratko, Ph.D., The Jack M. Gill Chair of Entrepreneurship, Professor of Entrepreneurship, Executive Director, Johnson Center for Entrepreneurship Innovation, Kelley School of Business Indiana University, Bloomington, Indiana
Nov. 29, 2006 Donovan Chin, Sunrise, Florida
Nov. 29, 2006 Robert C. Weiner, V.P., Investor Relations - PSS World Medical, Inc., Jacksonville, Florida
Nov. 29, 2006 William C. Monigle, President, Bill Monigle Associates, Venice, Florida
Nov. 29, 2006 Darin Sahler, Global Public Relations Manager, FARO Technologies, Lake Mary, Florida
Nov. 29, 2006 Paul Jennings, President and CEO, Innospec Inc.
Nov. 28, 2006 Don D. Jennings, President of Kentucky First Fedeal Bancorp, Frankfort, Kentucky
Nov. 28, 2006 Bill Perry, Director, Public & Investor Relations, SumTotal Systems
Nov. 28, 2006 Deirdre Skolfield, CFA, SVP, Investor Relations, Silver Spring, Maryland
Nov. 28, 2006 Jim Bauer, VP, Investor Relations, ARRIS Group, Inc.
Nov. 27, 2006 Nadine Padilla, VP, Investor Relations, Biosite Incorporated, San Diego, California
Nov. 27, 2006 Mitchell A. Derenzo, CFO, American River Bankshares, Rancho Cordova, California
Nov. 27, 2006 Don T. Seaquist, Durham, North Carolina
Nov. 27, 2006 Ken Maples, Chief Financial Officer, Hiland Partners, LP & Hiland Holdings GP, LP, Enid, Oklahoma
Nov. 27, 2006 David W. Dunlap, CFO, Socket Communications, Inc.(Nasdaq SCKT), Newark, California
Nov. 27, 2006 Vicki L. La Mar
Attachment
Nov. 27, 2006 Wesley A Harris, Senior Director - Corporate and Investor Communications, Interntational Speedway Corporation, Daytona Beach, Florida
Nov. 27, 2006 Kevin R Rhodes, CFO, Edgewater Technology, Inc., Wakefield, Massachusetts
Nov. 27, 2006 Pam Murphy, VP Investor Relations & Corporate Communications, Incyte Corporation
Nov. 27, 2006 Robert Falconi
Nov. 27, 2006 Bill Newbould, Vice President, Corporate Communications, Endo Pharmaceuticals, Inc.
Nov. 26, 2006 Thomas J. Linneman, Cheviot Financial Corp., Cincinnati, Ohio
Nov. 26, 2006 Robert Shuster, Chief Financial Officer, Independent Bank Corporation, Chicago, Illinois
Nov. 25, 2006 Leslie Green, Green Communications Consulting, LLC
Nov. 24, 2006 Scott C. Harvard, President/CEO, Shore Financial Corporation
Nov. 24, 2006 Frank Cinatl, Vice President, Abatix Corp.
Nov. 22, 2006 Ralph Walther, Controller, Brooklyn Federal Bancorp, Inc., Brooklyn , New York
Nov. 22, 2006 Paul Richins, VP of IR, Utah Medical Products, Inc., Midvale, Utah
Nov. 22, 2006 David Humphrey, Director of Investor Relations, ADC, Arkansas Best Corporation
Nov. 22, 2006 Mark Borman, Vice President - Investor Relations and Treasurer, ADC, Eden Prairie, Minnesota
Nov. 15, 2006 Michael Nowlan, CEO, Market Wire
Nov. 3, 2006 James R. Doty, Baker Botts LLP, on behalf of Business Wire, Inc.
Nov. 3, 2006 David B. Armon, Chief Operating Officer, PR Newswire
Oct. 25, 2006 Jon Olson, Chief Financial Officer, Xilinx, Inc.
Oct. 13, 2006 David B. Armon, Chief Operating Officer, PR Newswire

 

http://www.sec.gov/comments/sr-nasdaq-2006-040/nasdaq2006040.shtml

Modified: 10/16/2014