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Comments on NASDAQ Rulemaking

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Nasdaq Market Center

(Release No. 34-53583; File No. SR-NASDAQ-2006-001)


Jul. 11, 2006 Memorandum from the Office of the Chairman regarding a July 11, 2006 meeting with representatives of Bloomberg Tradebook, Independent ECNs, and the National Stock Exchange
Jul. 3, 2006 Martin Kaye, Chief Executive Officer, TRACK ECN
Jun. 23, 2006 Kim Bang, Bloomberg Tradebook LLC
Jun. 20, 2006 David Colker, National Stock Exchange
Jun. 9, 2006 Edward S. Knight, Executive Vice President and General Counsel, The Nasdaq Stock Market, Inc.
Jun. 8, 2006 David C. Chavern, Vice President, Capital Markets Program, U.S. Chamber of Commerce
Jun. 8, 2006 Jeffrey S. Davis, Senior Associate General Counsel, NASDAQ
Jun. 2, 2006 The Nasdaq Stock Market, Inc.
Jun. 2, 2006 Memorandum from the Office of the Chairman regarding a June 2, 2006 meeting with representatives of the Nasdaq Stock Market LLC, dated June 2, 2006.
May 30, 2006 Kim Bang, Bloomberg Tradebook LLC
May 26, 2006 Edward S. Knight, Executive Vice President and General Counsel, The Nasdaq Stock Market, Inc.
May 17, 2006 C. Thomas Richardson, Managing Director, Citigroup Global Markets Inc.
May 16, 2006 Memorandum from the Office of the Chairman regarding a May 16, 2006 meeting with representatives of Bloomberg Tradebook and Direct Edge ECN, dated May 16, 2006.
May 11, 2006 The Nasdaq Stock Market, Inc.
May 11, 2006 The Nasdaq Stock Market, Inc.
May 9, 2006 Edward S. Knight, Executive Vice President and General Counsel, The Nasdaq Stock Market, Inc.
May 5, 2006 Leonard Amoruso, Senior Managing Director and Chief Compliance Officer, Knight Capital Group, Inc.
May 5, 2006 Memorandum from the Office of the Chairman regarding a May 5, 2006 meeting with representatives of Bloomberg Tradebook and Direct Edge ECN, dated May 5, 2006.
May 5, 2006 Martin Kaye, Chief Executive Officer, TRACK ECN
May 5, 2006 David Cummings, Chief Executive Officer, BATS Trading, Inc.
May 5, 2006 Kim Bang, Bloomberg Tradebook, LLC
Apr. 7, 2006 Memorandum from the Office of the Chairman regarding a April 7, 2006 meeting with representatives of the Nasdaq Stock Market LLC, dated April 7, 2006.
Apr. 6, 2006 The Nasdaq Stock Market, Inc.
Mar. 21, 2006 Kim Bang, Chief Executive Officer, Bloomberg Tradebook LLC; David Cummings, Chief Executive Officer, BATS Trading, Inc.; Ronald Pasternak, Direct Edge ECN LLC; Martin Kaye, Chief Executive Officer, TRACK ECN
Mar. 6, 2006 Kim Bang, Bloomberg L.P.

 

http://www.sec.gov/comments/sr-nasdaq-2006-001/nasdaq2006001.shtml


Modified: 10/16/2014