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Comments on NASD Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASD Rule 3013 and Accompanying Interpretive Material 3013

(Release No. 34-56285; File No. SR-NASD-2007-049)

Aug. 15, 2007 Evan J. Charkes, Citigroup Global Markets Inc.
Aug. 10, 2007 Michelle Bryan Oroschakoff, Managing Director, and Jill W. Ostergaard, Managing Director, Morgan Stanley & Co., Inc.

Modified: 08/24/2007