SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change to Expand the Class of Entities Permitted to Use the Delta Hedging Exemption from Equity Options Position Limits

(Release No. 34-56207; File No. SR-NASD-2007-044)


Sep. 25, 2007 John R. Vitha, Esq., Chairman, Derivative Products Committee, Securities Industry and Financial Markets Association

 

http://www.sec.gov/comments/sr-nasd-2007-044/nasd2007044.shtml


Modified: 10/16/2014