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Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change to Amend the Minimum Price-Improvement Standards Set Forth in NASD IM 2110-2, Trading Ahead of Customer Limit Order

(Release No. 34-56297; File No. SR-NASD-2007-041)


Sep. 3, 2007 R. Cromwell Coulson, Chairman and CEO, Pink OTC Markets Inc.
Nov. 1, 2007 Andrea Orr, Assistant General Counsel, FINRA, Washington, District of Columbia
Sep. 5, 2007 Jess Haberman, Compliance Director, Fidessa Corp., New York, New York

 

http://www.sec.gov/comments/sr-nasd-2007-041/nasd2007041.shtml

Modified: 10/16/2014