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Comments on NASD Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Reporting Obligations for Transactions in Foreign Equity Securities

(Release No. 34-55745; File No. SR-NASD-2007-030)


Aug. 23, 2007 Robert Toomey, Managing Director and Associate General Counsel, SIFMA
Jun. 7, 2007 William Shields, New York , New York
Jun. 7, 2006 Gregory F. Murphy, Chief Operating Officer, ICAP Corporates LLC, Jersey City, New Jersey
Jun. 7, 2006 Charles Davies, Linkbrokers Derivatives Corp Inc., New York, New York

 

 

 

http://www.sec.gov/comments/sr-nasd-2007-030/nasd2007030.shtml

Modified: 10/16/2014