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Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change Relating to Access Fee Display Requirements for the OTCBB

(Release No. 34-55717; File No. SR-NASD-2007-029)

Jan. 25, 2008 Memorandum from the Division of Trading and Markets regarding a telephone call with representatives of ArcaEdge ECN
Dec. 6, 2007 Greg O'Connor, Director, NYSE Euronext
Jun. 30, 2007 Memorandum from the Division of Trading and Markets regarding a June 26, 2007 meeting with representatives of ArcaEdge ECN
Jun. 1, 2007 Lisa M. Utasi, Chairman of the Board and John C. Giesea, President and CEO, Security Traders Association, Inc.
Jun. 1, 2007 Kevin Murphy, Managing Director, Citigroup Global Markets Inc.
Jun. 1, 2007 Greg O'Connor, Chief Compliance Officer, Archipelago Trading Services, Inc.
Jun. 1, 2007 Leonard J. Amoruso, General Counsel, and Michael T. Corrao, Chief Compliance Officer, Knight Capital Group, Inc.
Jun. 1, 2007 Bryce Engel, Chief Brokerage Operations Officer, TD AMERITRADE, Inc.
May 31, 2007 R. Cromwell Coulson, Chief Executive Officer, Pink Sheets LLC
May 31, 2007 Kimberly Unger, Esq., The Security Traders Association of New York, Inc., New York, New York
May 29, 2007 Sam Guidetti, Director of Compliance, Hill, Thompson, Magid & Co., 1nc.
May 23, 2007 Randy Hechler, Director of Compliance, Hudson Securities, Inc.


Modified: 01/30/2008