|
|
Comments on NASD Rulemaking
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Representation of Parties in Arbitration and Mediation
(Release No. 34-55604; File No. SR-NASD-2006-109)
|
Oct 19, 2007 | Carl J. Carlson, Carlson & Dennett, P.S, Seattle, Washington |
Sep. 17, 2007 | Mignon McLemore, Assistant Chief Counsel, FINRA Dispute Resolution
|
May 4, 2007 | Tim Canning, Law Offices of Timothy A. Canning, Arcata, California |
May 4, 2007 | Vincent DiCarlo |
May 4, 2007 | Jill I. Gross, Esquire, Pace University School of Law, Professor of Law - Director of Pace Investors Rights Project, White Plains, New York |
May 3, 2007 | Irwin G. Stein, Esq., Novato, California |
May 3, 2007 | Richard Sacks, Investors Recovery Service, Novato, California |
http://www.sec.gov/comments/sr-nasd-2006-109/nasd2006109.shtml
|