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Comments on NASD Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Communications Concerning Investment Analysis Tools

(Release No. 34-54496; File No. SR-NASD-2006-105)


Sep. 29, 2006 Terry L. Lister, CCO, Waddell Reed, Inc., Shawnee Mission, Kansas

 

http://www.sec.gov/comments/sr-nasd-2006-105/nasd2006105.shtml


Modified: 10/16/2014