SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission

  About the SEC

  Filings & Forms

  Regulatory Actions

  Staff Interps

  Investor Info

  News & Statements



  Information for...


Comments on NASD Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Communications Concerning Investment Analysis Tools

(Release No. 34-54496; File No. SR-NASD-2006-105)

Sep. 29, 2006 Terry L. Lister, CCO, Waddell Reed, Inc., Shawnee Mission, Kansas

Modified: 10/05/2006