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Comments on NASD Rulemaking

Notice of Filing of a Proposed Rule Change Relating to TRACE Requirements in Connection with the Exercise or Settlement of Options, Swaps, or Similar Instruments

(Release No. 34-54681; File No. SR-NASD-2006-103)


Dec. 8, 2006 Mary C.M. Kuan, Vice President and Assistant General Counsel, Securities Industry and Financial Markets Association

 

 

 

 

 

http://www.sec.gov/comments/sr-nasd-2006-103/nasd2006103.shtml

Modified: 10/16/2014