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Comments on NASD Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of an Annual Branch Office System Processing Fee and the Waiver of the Annual Branch Office System Processing Fee and the Annual Branch Office Registration Fee For One Branch Office Per Member Per Year

(Release No. 34-53955; File No. SR-NASD-2006-065)


Jul. 5, 2006 Carl B. Wilkerson, Vice President & Chief Counsel, Securities & Litigation, ACLI

 


http://www.sec.gov/comments/sr-nasd-2006-065/nasd2006065.shtml


Modified: 10/16/2014