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Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change to Require Members to File Regulatory Notices with NASD Electronically

(Release No. 34-54319; File No. SR-NASD-2006-060)


Oct. 5, 2006 Shirley Weiss, NASD, Washington, District of Columbia
Sep. 7, 2006 Chris Charles, President, Wulff, Hansen & Co.
Aug. 31, 2006 Frank Akridge, Jr., CFP, CCO, Cambridge Legacy Group, Dallas, Texas

 

 

 

 

 

http://www.sec.gov/comments/sr-nasd-2006-060/nasd2006060.shtml

Modified: 10/16/2014