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Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Modify Order Delivery Charges for Orders Delivered to Nasdaq Market Center Participants

(Release No. 34-53644; File No. SR-NASD-2006-048)


Jul. 11, 2006 Memorandum from the Office of the Chairman regarding a July 11, 2006 meeting with representatives of Bloomberg Tradebook, Independent ECNs, and the National Stock Exchange
Jul. 3, 2006 Martin Kaye, Chief Executive Officer, TRACK ECN
Jun. 23, 2006 Kim Bang, Bloomberg Tradebook, LLC
Jun. 8, 2006 David C. Chavern, Vice President, Capital Markets Program, U.S. Chamber of Commerce
Jun. 2, 2006 Memorandum from the Office of the Chairman regarding a June 2, 2006 meeting with representatives of the Nasdaq Stock Market LLC, dated June 2, 2006.
May 30, 2006 Kim Bang, Bloomberg Tradebook LLC
May 17, 2006 C. Thomas Richardson, Managing Director, Citigroup Global Markets Inc.
May 16, 2006 Memorandum from the Office of the Chairman regarding a May 16, 2006 meeting with representatives of Bloomberg Tradebook and Direct Edge ECN, dated May 16, 2006.
May 5, 2006 Leonard Amoruso, Senior Managing Director and Chief Compliance Officer, Knight Capital Group, Inc.
May 5, 2006 Martin Kaye, Chief Executive Officer, TRACK ECN
May 5, 2006 Memorandum from the Office of the Chairman regarding a May 5, 2006 meeting with representatives of Bloomberg Tradebook and Direct Edge ECN, dated May 5, 2006.
May 5, 2006 David Cummings, Chief Executive Officer, BATS Trading, Inc.
May 5, 2006 Kim Bang, Bloomberg Trade, LLC
Apr. 7, 2006 Memorandum from the Office of the Chairman regarding a April 7, 2006 meeting with representatives of the Nasdaq Stock Market LLC, dated April 7, 2006.
Apr. 6, 2006 The Nasdaq Stock Market, Inc.

 

http://www.sec.gov/comments/sr-nasd-2006-048/nasd2006048.shtml


Modified: 10/16/2014