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Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend NASD Rules to Modify and Expand NASD’s Authority to Initiate Trading and Quotation Halts in OTC Equity Securities

(Release No. 34-53920; File No. SR-NASD-2006-039)


Nov. 8, 2006 NASD Response to Comments
Jul. 10, 2006 R. Cromwell Coulson, Chairman and CEO, Pink Sheets LLC

 

 

 

 

http://www.sec.gov/comments/sr-nasd-2006-039/nasd2006039.shtml

Modified: 10/16/2014