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Comments on MSRB Rulemaking

Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 thereto, Consisting of Amendments to MSRB Rules A-12, on Initial Fee, G-14, on Reports of Sales or Purchases, and the Facility for Real-Time Transaction Reporting and Price Dissemination ("RTRS Facility"); Deletion of Rules A-14, on Annual Fee, A-15, on Notification to the Board of Change in Status or Change of Name or Address, and G-40, on Electronic Mail Contacts; Deletion of References to RTRS Testing Requirements under Rules G-14(b)(v), G-14(c), on RTRS Procedures, and in the RTRS Facility; Elimination of MSRB Forms RTRS and G-40; and Adoption of a Single, Consolidated Electronic Registration Form, New Form A-12

[Release No. 34-71255; File No. SR-MSRB-2013-09]


Feb. 1, 2014 Jeanine Rodgers Caruso, CIPFA, President, National Association of Independent Public Finance Advisors

 

 

 

 

 

 

http://www.sec.gov/comments/sr-msrb-2013-09/msrb201309.shtml

Modified: 02/06/2014