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Comments on MSRB Rulemaking
Notice of Filing of a Proposed Rule Change Consisting of Amendments to Rule G-16 on Periodic Compliance Examination and Rule G-9 on Preservation of Records
[Release No. 34-65631; File No. SR-MSRB-2011-19]
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| Dec. 12, 2011 | Lawrence P. Sandor, Senior Associate General Counsel, Municipal Securities Rulemaking Board, Alexandria, Virginia |
| Nov. 22, 2011 | Tamara K. Salmon, Senior Associate Counsel, Investment Company Institute |
| Nov. 21, 2011 | David L. Cohen, Managing Director, Associate General Counsel, SIFMA, New York, New York |
http://www.sec.gov/comments/sr-msrb-2011-19/msrb201119.shtml
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