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Comments on MSRB Rulemaking

Notice of Filing of a Proposed Rule Change by the Municipal Securities Rulemaking Board Consisting of Amendments to MSRB Rule G-20 (Gifts and Gratuities) and Related Amendments to MSRB Rule G-8 (Books and Records) and MSRB Rule G-9 (Preservation of Records), and to Clarify That Certain Interpretations by the Financial Industry Regulatory Authority and the National Association of Securities Dealers Would Be Applicable to Municipal Advisors

[Release No. 34-65234; File No. SR-MSRB-2011-10]


Aug. 23, 2011 Joseph J. Connolly, Counsel, The PFM Group

 

 

 

 

 

 

http://www.sec.gov/comments/sr-msrb-2011-10/msrb201110.shtml

Modified: 10/16/2014