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Comments on MSRB Rulemaking

Notice of Filing of Proposed Rule Change Consisting of Amendments to Rule G-5, on Disciplinary Actions by Appropriate Regulatory Agencies, Remedial Notices by Registered Securities Associations; and Rule G-17, on Conduct of Municipal Securities Activities

[Release No. 34-63309; File No. SR-MSRB-2010-16]


Jan. 13, 2011 Memorandum from the Office of Commissioner Aguilar regarding a January 13, 2011, meeting with representatives of the National Association of Independent Public Finance Advisors (NAIPFA)
Dec. 9, 2010 Colette Irwin-Knott, President, National Association of Independent Public Finance Advisors, Montgomery, Illinois

 

http://www.sec.gov/comments/sr-msrb-2010-16/msrb201016.shtml

Modified: 10/16/2014