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Comments on MSRB Rulemaking

Notice of Filing and Immediate Effectiveness of Rule D-13, on a Definition of "Municipal Advisory Activities", Rule D-14, on a Definition of "Appropriate Regulatory Agency", and Amendments to Rule D-11 ("Associated Persons"), Rule G-40 on Electronic Mail Contacts, and Form G-40, on Electronic Mail Contacts

[Release No. 34-63308; File No. SR-MSRB-2010-15]


Jan. 13, 2011 Memorandum from the Office of Commissioner Aguilar regarding a January 13, 2011, meeting with representatives of the National Association of Independent Public Finance Advisors (NAIPFA)
Dec. 8, 2010 Colette Irwin-Knott, President, National Association of Independent Public Finance Advisors, Montgomery, Illinois

 

http://www.sec.gov/comments/sr-msrb-2010-15/msrb201015.shtml

Modified: 10/16/2014