SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Comments MSRB Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Guidance on Disclosure and Other Sales Practice Obligations to Individual and Other Retail Investors in Municipal Securities

[Release No. 34-60359; File No. SR-MSRB-2009-08]


Sep. 2, 2009 George J. McLiney, Jr., McLiney and Company, Kansas City, Missouri
Aug. 19, 2009 Leslie M. Norwood, Managing Director and Associate General Counsel, SIFMA, New York, New York

 

 

 

 

 

 

http://www.sec.gov/comments/sr-msrb-2009-08/msrb200908.shtml

Modified: 10/16/2014