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Comments on FINRA Rulemaking
Notice of Filing of a Proposed Rule Change to Merge FINRA Dispute Resolution, Inc. into and with FINRA Regulation, Inc.
(Release No. 34-76082; File No. SR-FINRA-2015-034)
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| Dec. 1, 2015 | Meredith Cordisco, Assistant General Counsel, FINRA, Washington, District of Columbia |
| Nov. 4, 2015 | William A Jacobson, Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York |
| Nov. 3, 2015 | Larry A. Tawwater, President, American Association for Justice |
| Nov. 3, 2015 | Jill Gross, Professor of Law, Pace Law School, White Plains, New York |
| Nov. 3, 2015 | Ron A. Rhoades, JD, CFP(r), Asst. Professor of Finance, Western Kentucky University, Bowling Green, Kentucky |
| Nov. 3, 2015 | Hugh D. Berkson, President, PIABA, Norman, Oklahoma |
http://www.sec.gov/comments/sr-finra-2015-032/finra2015032.shtml
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