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Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Amend the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes to Increase Arbitrator Honoraria and Increase Certain Arbitration Fees

(Release No. 34-72479; File No. SR-FINRA-2014-026)


Sep. 18, 2014 Mignon McLemore, Assistant Chief Counsel, FINRA Dispute Resolution, Inc., Washington, District of Columbia
Jul. 23, 2014 Michael J. Quarequio, Esq., Fort Lauderdale, Florida
Jul. 23, 2014 Andrea Seidt, President, North American Securities Administrators Association (NASAA), Ohio Securities Commissioner, Washington, District of Columbia
Jul. 23, 2014 David T. Bellaire, Esq., Executive Vice President and General Counsel, Financial Services Institute, Washington, District of Columbia
Jul. 23, 2014 Ellen Liang, Student Intern; Elissa Germaine, Supervising Attorney; and Jill Gross, Director; Pace Investor Rights Clinic, Pace Law School, White Plains, New York
Jul. 22, 2014 Jason Doss, President, Public Investors Arbitration Bar Association (PIABA), Norman, Oklahoma
Jul. 2, 2014 Philip M. Aidikoff, Esq., Aidikoff, Uhl and Bakhtiari, Beverly Hills, California
Jul. 2, 2014 Ryan K. Bakhtiari, Aidikoff, Uhl and Bakhtiari, Beverly Hills, California
Jul. 1, 2014 Steven B. Caruso, Esq., Maddox Hargett & Caruso, P.C., New York, New York

 

http://www.sec.gov/comments/sr-finra-2014-026/finra2014026.shtml

Modified: 09/22/2014